Anthony J. Martinez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Jose Martinez, who also goes by Antonio Jose Martinez, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2007. Anthony had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2011 - September 25, 2015
USAA FINANCIAL PLANNING SERVICES
June 23, 2011 - September 25, 2015
USAA FINANCIAL ADVISORS, INC.
October 4, 2010 - December 16, 2010
OSAIC SERVICES, INC.
September 28, 2010 - December 16, 2010
OSAIC SERVICES, INC.
January 26, 2010 - April 13, 2010
VANGUARD MARKETING CORPORATION
September 9, 2008 - December 11, 2009
CHARLES SCHWAB & CO., INC.
September 12, 2007 - December 11, 2009
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
