Michael R. Board

NC SECURITIES

Easton, MD 21601

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CRD#: 5135712

Professional summary

Michael Ryan Board, who also goes by Michael R. Board, Michael Board, Ryan Board, is a registered financial professional currently at NC SECURITIES, LLC located in Easton, Maryland.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2010. Michael has worked at 4 firms and has passed the Series 66, Series 79TO, Series 7TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael R. Board | Michael Board | Ryan Board

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Ryan Board's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 15, 2022 - Present

NC SECURITIES, LLC

Office #1: 101 Marlboro Avenue Suite 53, Easton, MD 21601

CRD#: 141074

Easton, MD

Past

March 18, 2016 - September 14, 2020

MORGAN STANLEY

RIA

CRD#: 149777

Chicago, IL

Past

March 18, 2016 - September 14, 2020

MORGAN STANLEY

CRD#: 149777

Chicago, IL

Past

February 14, 2013 - April 11, 2016

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

CHICAGO, IL

Past

February 5, 2013 - April 11, 2016

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

CHICAGO, IL

Past

March 15, 2011 - October 5, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CLAYTON, MO

Past

March 15, 2011 - October 5, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CLAYTON, MO

Past

May 7, 2010 - February 23, 2011

MORGAN STANLEY

RIA

CRD#: 149777

ST. LOUIS, MO

Past

May 7, 2010 - February 23, 2011

MORGAN STANLEY

CRD#: 149777

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(8/16/2022)

Exams

State Security Law Exam

IAR

Series 66

Date: 9/9/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 10/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7TO

Date: 3/12/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/29/2010

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/6/2010

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NC SECURITIES, LLC

CRD#: 141074 / SEC#: , 8-67360

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

101 Marlboro Avenue Suite 53, Easton, MD 21601

Mailing Address

101 Marlboro Avenue Suite 53, Easton, MD 21601

Phone number

(240) 988-1296

Established

Delaware since 09/28/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
NATIONAL CAPITAL COMPANIES, LLC	MEMBER
ALBERTINI, WENDY ANNE	FINOP, PRINCIPAL	5171062
WOMER, DARREN SCOTT	PRESIDENT, CEO, CCO, EXECUTICE REP	2618788

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael R. Board

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Ryan Board's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 9/9/2023

Series 79TO

Date: 10/2/2023

Series 7TO

Date: 3/12/2022

SIE

Date: 10/1/2018

Series 31

Date: 6/29/2010

Series 7

Date: 5/6/2010

FINRA

Current Firm

NC SECURITIES, LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

NC SECURITIES, LLC

TRUST BUT VERIFY

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