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DY

Darcy C. Yamada

ERNST & YOUNG CORPORATE FINANCE (CANADA)
Calgary, Alberta, T2P 1M4
Some features on this profile are disabled
CRD#: 5135710
DY

Professional summary

Darcy Clark Yamada is a registered financial professional currently at ERNST & YOUNG CORPORATE FINANCE (CANADA) INC. .

Darcy is registered as a RR (Registered Representative) and started their career in finance in 2006. Darcy has worked at 1 firm and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Darcy Clark Yamada's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 28, 2006 - Present

ERNST & YOUNG CORPORATE FINANCE (CANADA) INC.

Office #1: Calgary City Centre 2200 - 215 2nd Street Sw, Calgary, Alberta, T2P 1M4
BD
CRD#: 126914
Calgary, Alberta,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/31/2020)
RR
Florida
(10/17/2025)
RR
Georgia
(10/17/2025)
RR
New York
(7/19/2007)
RR
Texas
(8/27/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 6/12/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/27/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

E&
ERNST & YOUNG CORPORATE FINANCE (CANADA) INC.
ERNST & YOUNG CORPORATE FINANCE (CANADA) INC. | EY CORPORATE FINANCE (CANADA)

CRD#: 126914 / SEC#: , 8-65929

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
100 Adelaide Street West, Ey Tower, Toronto, Ontario, M5H 0B3
Mailing Address
100 Adelaide Street West, Ey Tower Po Box 1, Toronto, Ontario, M5H 0B3
Phone number
(416) 943-3101
Established
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
EY ADVISORY SERVICES INC.PARENT
DUNN, KEVIN SHANEDIRECTOR5464609
IANNI, ANTHONYDIRECTOR/CHAIRMAN/FINOP4727825
MCMILLAN, BROCK MURRAYPRESIDENT5189976
ROY, SHARA NICOLEOFFICER (SECRETARY)7621988
SAVAGE, DOUGLAS ROBERTCHIEF COMPLIANCE OFFICER6526291

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ERNST & YOUNG CORPORATE FINANCE (CANADA) INC.

CRD#: 126914Calgary, Alberta, T2P 1M4

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