Peter A. Reznicek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Anthony Reznicek was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2006. Peter had worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2017 - May 21, 2019
CV BROKERAGE, INC
June 24, 2013 - April 2, 2015
SPEEDROUTE LLC
May 26, 2010 - August 19, 2011
TD AMERITRADE, INC.
December 4, 2006 - August 19, 2011
THINKORSWIM ADVISORS, INC.
November 17, 2006 - May 26, 2010
BELLEVUE CHICAGO, LLC
April 24, 2006 - November 29, 2006
ECHOTRADE LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CV BROKERAGE, INC
CRD#: 462 / SEC#: , 8-12429
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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