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Peter Anthony Reznicek

CRD# 5135345·Registered 2006 - 2019
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter Anthony Reznicek was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 2006 - 2019. Peter had worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

CV BROKERAGE, INC·CRD# 462
BD
Williamstown, NJ
March 28, 2017 - May 21, 2019
SPEEDROUTE LLC·CRD# 104138
BD
Jersey City, NJ
June 24, 2013 - April 2, 2015
TD AMERITRADE, INC.·CRD# 7870
BD
Omaha, NE
May 26, 2010 - August 19, 2011
THINKORSWIM ADVISORS, INC.·CRD# 111046
RIA
Miami, FL
December 4, 2006 - August 19, 2011
BELLEVUE CHICAGO, LLC·CRD# 106069
BD
Chicago, IL
November 17, 2006 - May 26, 2010
ECHOTRADE LLC·CRD# 42239
BD
Phoenix, AZ
April 24, 2006 - November 29, 2006

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Current Firm

CB
CV BROKERAGE, INC

CV BROKERAGE INC | JAMES C. BUTTERFIELD INC. | CV BROKERAGE, INC

CRD#: 462 / SEC#: 8-12429
BD
Cancelled by SEC on 09/28/2023

Contact Information

Established

Michigan since 05/25/1965

Firm Type

Corporation

Fiscal Year End

December

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CV INVESTMENTS, LLCMEMBER—
JUILIANO, COLLEEN JANEFINOP4818898
MCCORMACK, WILLIAM THOMASCEO, CCO, COO2690069

Disclosures

Regulatory Event

10

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2007About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2006About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2003About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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