Thomas M. De Maio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas M De Maio, who also goes by Thomas Michael De Maio, Thomas Michael Demaio, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2007. Thomas had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2017 - May 16, 2022
CRAFT CAPITAL MANAGEMENT LLC
March 6, 2017 - June 6, 2017
WESTPARK CAPITAL, INC.
October 11, 2016 - December 9, 2016
LEGEND SECURITIES, INC.
November 7, 2013 - October 21, 2016
LAIDLAW & COMPANY (UK) LTD.
September 20, 2011 - December 19, 2011
NATIONAL SECURITIES CORPORATION
December 10, 2007 - February 8, 2008
NATIONAL SECURITIES CORPORATION
June 26, 2007 - October 29, 2007
NEWBRIDGE SECURITIES CORPORATION
January 31, 2007 - June 25, 2007
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
CRAFT CAPITAL MANAGEMENT LLC
CRD#: 171350 / SEC#: , 8-69455
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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