Paul Vabakos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Vabakos was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2006. Paul had worked at 4 firms and has passed the Series 66, Series 65, SIE, Series 7 and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2017 - January 13, 2022
WAVEEDGE PARTNERS LLC
September 2, 2014 - July 29, 2016
MORGAN STANLEY
July 29, 2014 - July 29, 2016
MORGAN STANLEY
November 16, 2011 - February 14, 2014
AVATAR SECURITIES, LLC
August 14, 2006 - November 13, 2008
APOLLO CAPITAL MANAGEMENT, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 11/15/2011
Proprietary Trader Qualification ExaminationCurrent Firm
WAVEEDGE PARTNERS LLC
CRD#: 126182 / SEC#: , 8-65863
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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