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JC

Jessica K. Chen

UPRISE ADVISERS
San Francisco, CA 94104
Some features on this profile are disabled
CRD#: 5135012
JC

Professional summary

Jessica Karen Chen is a registered financial advisor currently at UPRISE ADVISERS LLC located in San Francisco, California.

Jessica is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Jessica has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jessica Karen Chen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 31, 2022 - Present

UPRISE ADVISERS LLC

Office #1: 548 Market Street Pmb 48325, San Francisco, CA 94104
RIA
CRD#: 322959
San Francisco, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(10/31/2022)
IAR
Nevada
(10/16/2023)
IAR
New York
(6/5/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/19/2020
Uniform Investment Adviser Law Examination

Current Firm

UA
UPRISE ADVISERS LLC
UPRISE ADVISERS LLC

CRD#: 322959 / SEC#:

California
Registered Investment Advisory firm - (10/31/2022 Approved)
Florida
Registered Investment Advisory firm - (5/23/2023 Approved)
Nevada
Registered Investment Advisory firm - (10/11/2023 Approved)
New York
Registered Investment Advisory firm - (6/5/2023 Approved)
Tennessee
Registered Investment Advisory firm - (8/1/2024 Approved)
PREMIUM
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
548 Market Street Pmb 48325, San Francisco, CA 94104
Mailing Address
Phone number
(415) 226-9347
Established
Firm type
Fiscal year end
# of Employees
5

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UPRISE ADVISERS LLC

CRD#: 322959San Francisco, CA 94104

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