Nina S. Lloyd
OPUS FINANCIAL ADVISORS
Statesville, NC 28677-5228
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CRD#: 5134770
Professional summary
Nina Staples Lloyd, CFP®, who also goes by Nina Lloyd, Nina James Staples, is a registered financial advisor currently at OPUS FINANCIAL ADVISORS, INC. located in Statesville, North Carolina and OSAIC WEALTH, INC. located in Chapel Hill, North Carolina.
Nina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Nina has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nina Lloyd | Nina James Staples
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NIRAE PROPERTIES LLP LIMITED PARTNERSHIP POSITION: Partial Owner NATURE: NIRAE PROPERTIES LLP LIMITED PARTNER AS OF 6/25/2002, I HAVE NO ACTIVE ROLE IN THE MANAGEMENT OR OPERATION OF FIRM. ZERO HOURS SPENT PER MONTH, ZERO HOURS SPENT DURING SECURITIES TRADING HOURS. THIS FIRM MANAGES REAL ESTATE INVESTMENTS. ALL MANAGEMENT AND OPERATIONAL DECISIONS ARE MADE BY MY PARENTS. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/25/2002 ADDRESS: 126 E Water St, Statesville NC 28677, United States DESCRIPTION: NIRAE PROPERTIES LLP LIMITED PARTNER AS OF 6/25/2002, I HAVE NO ACTIVE ROLE IN THE MANAGEMENT OR OPERATION OF FIRM. ZERO HOURS SPENT PER MONTH, ZERO HOURS SPENT DURING SECURITIES TRADING HOURS. THIS FIRM MANAGES REAL ESTATE INVESTMENTS. ALL MANAGEMENT AND OPERATIONAL DECISIONS ARE MADE BY MY PARENTS. 2) LLOYD GRADING AND UTILITIES, INC. POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2006 ADDRESS: 227 Opus Way, Chapel Hill NC 27516, United States DESCRIPTION: President of the corporation. Assist in book keeping outside of business hours. Also involved office management outside business hours. 3) NINA LLOYD, INSURANCE POSITION: Insurance Agent NATURE: Insurnace sales, all sales made through FSC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/12/2022 ADDRESS: 4421 Manns Chapel Road, Chapel Hill NC 27516, United States DESCRIPTION: Review insurance options with clients and communicate with providers approved via FSC 4) Opus Financial Advisors, Inc. POSITION: President & CEO NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 10/18/2012 ADDRESS: 4126 E. Water St, Statesville NC 28677, United States DESCRIPTION: Investment Advisor Representative and Corporate Management
CRS (Client Relationship Summary) - RIA
Click below to view Nina Staples Lloyd's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
November 7, 2012 - Present
OPUS FINANCIAL ADVISORS, INC.
Office #1: 126 E. Water Street, Statesville, NC 28677-5228RIA
CRD#: 118742
Statesville, NC
Current
November 3, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 4421 Manns Chapel Road, Chapel Hill, NC 27516RIA
BD
CRD#: 23131
Chapel Hill, NC
Past
September 10, 2012 - November 3, 2023
FSC SECURITIES CORPORATION
BD
CRD#: 7461
CHAPEL HILL, NC
Past
June 14, 2006 - July 20, 2007
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
DURHAM, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/3/2023)
RR
Arizona(11/3/2023)
RR
California(11/3/2023)
RR
Connecticut(11/3/2023)
RR
District of Columbia(11/3/2023)
RR
Florida(11/3/2023)
RR
Georgia(11/3/2023)
RR
Hawaii(11/3/2023)
RR
Illinois(11/3/2023)
RR
Indiana(11/3/2023)
RR
Kentucky(11/3/2023)
RR
Maine(11/3/2023)
RR
Maryland(11/3/2023)
RR
Massachusetts(11/3/2023)
RR
Michigan(11/3/2023)
RR
Mississippi(11/3/2023)
RR
Missouri(11/3/2023)
RR
New Hampshire(9/26/2025)
RR
New Jersey(11/3/2023)
RR
New Mexico(11/3/2023)
RR
New York(11/3/2023)
IAR
North Carolina(11/7/2012)
RR
North Carolina(11/3/2023)
RR
Ohio(11/3/2023)
RR
Pennsylvania(11/3/2023)
RR
South Carolina(11/3/2023)
RR
Texas(11/3/2023)
RR
Virginia(11/3/2023)
RR
Washington(11/3/2023)
RR
West Virginia(11/3/2023)
RR
Wisconsin(11/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OF
OPUS FINANCIAL ADVISORS, INC.
JTS FINANCIAL ASSOCIATES, INC. | OPUS FINANCIAL ADVISORS, INC. | OPUS FINANCIAL ADVISORS
CRD#: 118742 / SEC#:
North Carolina
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Contact information
Main Address
126 E. Water Street, Statesville, NC 28677-5228
Mailing Address
P.o. Box 312, Statesville, NC 28687-0312
Phone number
(704) 872-7671
Established
Firm type
Fiscal year end
# of Employees
5
Regulatory assets under management
| Total Number of Accounts | 188 |
| AUM (Assets Under Management) | $ 61,700,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
