Nicolas Suarez-inclan

GREENWOOD FAMILY ADVISORS LLC

Key Biscayne, FL

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CRD#: 5134487

Professional summary

Nicolas Suarez-inclan, CFA, who also goes by Nicolas Suarez, is a registered financial advisor currently at GREENWOOD FAMILY ADVISORS LLC located in Key Biscayne, Florida.

Nicolas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Nicolas has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicolas Suarez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

5475 MIAMI LLC. Real Estate Investment (rental property). 111 SW 3rd St, PH, Miami FL 33130. 33.33% ownership. Start Date 06/05/2013. 1 hr per wk to manage property GDP INVESTMENT CONSULTING LLC. Holding company. Used to receive income from advisory services to Greenwood. Start Date: 04/19/2021. 40 hrs per week. 100% owner 1880 MIAMI LLC. Real Estate Investment (rental property). 111 SW 3rd St, PH, Miami FL 33131. 66.66% ownership. Start Date 10/08/2021. 1 hr per week to manage the property.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicolas Suarez-inclan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

May 10, 2021 - Present

GREENWOOD FAMILY ADVISORS LLC

RIA

CRD#: 304820

Key Biscayne, FL

Past

April 28, 2011 - April 15, 2021

J.P. MORGAN SECURITIES LLC

CRD#: 79

Miami, FL

Past

December 9, 2008 - May 5, 2011

SANTANDER SECURITIES LLC

CRD#: 41791

MIAMI, FL

Past

May 9, 2006 - September 5, 2008

SANTANDER SECURITIES LLC

CRD#: 41791

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREENWOOD FAMILY ADVISORS LLC

CRD#: 304820 / SEC#: 801-122671

RIA

Registered Investment Advisory firm - (11/10/2021 Approved)

Florida

Registered Investment Advisory firm - (11/18/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/2/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/9/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/8/2006

General Securities Representative Examination

Current Firm

GREENWOOD FAMILY ADVISORS LLC

CRD#: 304820 / SEC#: 801-122671

RIA

Registered Investment Advisory firm - (11/10/2021 Approved)

Florida

Registered Investment Advisory firm - (11/18/2021 Terminated)

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Contact information

Main Address

1395 Brickell Ave Suite 800, Miami, FL 33131

Mailing Address

Phone number

(305) 648-6405

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A GREENWOOD FAMILY ADVISORS (3/5/2025)

Regulatory assets under management

Total Number of Accounts	119
AUM (Assets Under Management)	$ 296,158,115

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nicolas Suarez-inclan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicolas Suarez-inclan's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

SANTANDER SECURITIES LLC

SANTANDER SECURITIES LLC

Primary Firm SEC Registration

GREENWOOD FAMILY ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/2/2011

Series 7TO

Date: 9/9/2022

SIE

Date: 10/1/2018

Series 7

Date: 5/8/2006

Current Firm

GREENWOOD FAMILY ADVISORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREENWOOD FAMILY ADVISORS LLC

TRUST BUT VERIFY

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