James C. Byers
Professional summary
James C Byers II, who also goes by James Calvin Byers II, James Byers, James C Byers Ii, James C Byers, is a registered financial advisor currently at ADAPTFIRST INVESTMENTS LLC located in Greensboro, North Carolina.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. James has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James C Byers II's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 25, 2019 - Present
ADAPTFIRST INVESTMENTS LLC
October 10, 2017 - October 23, 2019
INNOVATION PARTNERS LLC
October 10, 2017 - October 23, 2019
INNOVATION PARTNERS LLC
March 19, 2014 - October 25, 2017
PRUCO SECURITIES, LLC.
February 7, 2014 - October 25, 2017
PRUCO SECURITIES, LLC.
May 10, 2010 - February 18, 2014
MSI FINANCIAL SERVICES, INC.
April 12, 2010 - February 18, 2014
MSI FINANCIAL SERVICES, INC.
January 13, 2009 - April 6, 2010
WELLS FARGO CLEARING SERVICES, LLC
July 6, 2006 - April 6, 2010
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/3/2023)
(6/27/2023)
(4/1/2021)
(10/25/2019)
(4/16/2021)
(2/16/2023)
Exams
Current Firm
ADAPTFIRST INVESTMENTS LLC
CRD#: 289096 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 856 |
| AUM (Assets Under Management) | $ 82,650,669 |
Red Flags
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