Robert J. Dainard

HARA CAPITAL LLC

Bellevue, WA 98006

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CRD#: 5134319

Professional summary

Robert J Dainard, who also goes by Robert James Dainard, Robert Dainard, is a registered financial advisor currently at HARA CAPITAL LLC located in Bellevue, Washington.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Robert has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert James Dainard | Robert Dainard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert J Dainard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 27, 2022 - Present

HARA CAPITAL LLC

Office #1: 13555 Se 36th St Ste 100, Bellevue, WA 98006

RIA

CRD#: 315108

Bellevue, WA

Past

August 21, 2012 - April 19, 2022

EVERGREEN CAPITAL MANAGEMENT LLC

RIA

CRD#: 104931

BELLEVUE, WA

Past

January 27, 2009 - July 10, 2012

TD AMERITRADE, INC.

CRD#: 7870

BELLEVUE, WA

Past

January 26, 2009 - July 10, 2012

TD AMERITRADE, INC.

RIA

CRD#: 7870

BELLEVUE, WA

Past

January 26, 2009 - July 10, 2012

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

BELLEVUE, WA

Past

March 12, 2007 - January 8, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SEATTLE, WA

Past

January 27, 2007 - January 8, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SEATTLE, WA

Past

August 11, 2006 - October 20, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

BELLEVUE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARA CAPITAL LLC

HARA CAPITAL LLC | HARA CAPITAL, L.L.C

CRD#: 315108 / SEC#: 801-128043

RIA

Registered Investment Advisory firm - (5/26/2023 Approved)

Washington

Registered Investment Advisory firm - (7/6/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(4/27/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/9/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/13/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/10/2006

General Securities Representative Examination

Current Firm

HARA CAPITAL LLC

HARA CAPITAL LLC | HARA CAPITAL, L.L.C

CRD#: 315108 / SEC#: 801-128043

RIA

Registered Investment Advisory firm - (5/26/2023 Approved)

Washington

Registered Investment Advisory firm - (7/6/2023 Terminated)

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Contact information

Main Address

13555 Se 36th St Ste 100, Bellevue, WA 98006

Mailing Address

Phone number

(425) 522-2322

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- HARA CAPITAL LLC (3/27/2025)

Regulatory assets under management

Total Number of Accounts	119
AUM (Assets Under Management)	$ 168,145,509

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert J. Dainard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert J Dainard's CRS (Customer Relationship Summary).

Certified licenses

Experience

EVERGREEN CAPITAL MANAGEMENT LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

HARA CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/9/2007

Series 63

Date: 2/13/2007

Series 7

Date: 8/10/2006

Current Firm

HARA CAPITAL LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARA CAPITAL LLC

TRUST BUT VERIFY

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