Arnaud P. Levy
Professional summary
Arnaud Paul Levy is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Arnaud is registered as a RR (Registered Representative) and started their career in finance in 2008. Arnaud has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Arnaud Paul Levy's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2022 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003June 26, 2012 - June 14, 2022
COLUMBIA CAPITAL SECURITIES, INC.
March 19, 2008 - December 31, 2011
INTE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/28/2022)
(4/6/2022)
(6/6/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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