Samuel K. Boulton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Keith Boulton, CFA was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 2006. Samuel had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2013 - July 1, 2015
USAA FINANCIAL PLANNING SERVICES
March 7, 2011 - April 22, 2013
USAA INVESTMENT SERVICES COMPANY
July 23, 2010 - July 1, 2015
USAA FINANCIAL ADVISORS, INC.
May 25, 2006 - November 28, 2008
KERSHNER TRADING GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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