James A. Clements

GREEN VISTA ASSET MANAGEMENT LLC

Debary, FL 33173

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CRD#: 5133846

Professional summary

James A Clements, who also goes by James Clements, Jim Clements, Jimmy Clements, is a registered financial advisor currently at GREEN VISTA ASSET MANAGEMENT LLC located in Debary, Florida and GREEN VISTA CAPITAL, LLC located in Winter Park, Florida.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. James has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Clements | Jim Clements | Jimmy Clements

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CLEMENTS CPA GROUP PA, LOCATED AT 60 SPRING VISTA DR, STE A, DEBARY, FL, 32713. TAX PREPARATION/ACCOUNTING AND ACCOUNTANT/BOOKKEEPER. START DATE 7/2006. TIME DEVOTED: 160 HOURS, 5 HOURS DURING TRADING HOURS. DUTIES: FEDERAL TAX PLANING AND PREPARATION BOOKKEEPING. ROLE: PRESIDENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James A Clements's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 21, 2019 - Present

GREEN VISTA ASSET MANAGEMENT LLC

Office #1: 60 Spring Vista Drive Suite A, Debary, FL 33173

RIA

CRD#: 296855

Debary, FL

Current

November 26, 2018 - Present

GREEN VISTA CAPITAL, LLC

Office #1: 222 N. Park Avenue, Winter Park, FL 32789

CRD#: 293630

Winter Park, FL

Past

April 22, 2010 - January 2, 2018

WEALTH MANAGEMENT

RIA

CRD#: 137080

Debary, FL

Past

September 9, 2008 - June 1, 2010

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DEBARY, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/2/2025)

Florida
(11/26/2018)

IAR

Florida
(5/21/2019)

Ohio
(1/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/31/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/6/2010

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 11/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/26/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/8/2008

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

GREEN VISTA ASSET MANAGEMENT LLC

CRD#: 296855 / SEC#: 801-113691

RIA

Registered Investment Advisory firm - (5/9/2019 Terminated)

California

Registered Investment Advisory firm - (9/11/2023 Approved)

Florida

Registered Investment Advisory firm - (4/3/2019 Approved)

Indiana

Registered Investment Advisory firm - (4/2/2025 Approved)

Louisiana

Registered Investment Advisory firm - (6/12/2023 Approved)

Ohio

Registered Investment Advisory firm - (8/27/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (5/8/2019 Approved)

Texas

Registered Investment Advisory firm - (4/19/2021 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

222 N. Park Avenue, Winter Park, FL 32789

Mailing Address

Phone number

(407) 878-1215

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	73
AUM (Assets Under Management)	$ 13,665,981

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James A. Clements

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James A Clements's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREEN VISTA CAPITAL, LLC

WEALTH MANAGEMENT

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/31/2024

Series 65

Date: 5/6/2010

SIE

Date: 11/27/2018

Series 7

Date: 11/26/2018

Series 6

Date: 9/8/2008

FINRA

Current Firm

GREEN VISTA ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREEN VISTA ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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