Darin R. Womble
Professional summary
Darin Ray Womble, who also goes by Darin R Womble, Darin Ray Womble, Darin Womble, is a registered financial advisor currently at ARK ALLIANCE FINANCIAL LLC located in Pearland, Texas.
Darin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Darin has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Darin Ray Womble's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 8, 2020 - Present
ARK ALLIANCE FINANCIAL LLC
October 9, 2019 - July 22, 2020
J.P. MORGAN SECURITIES LLC
October 7, 2019 - July 22, 2020
J.P. MORGAN SECURITIES LLC
May 2, 2019 - September 10, 2019
TD AMERITRADE, INC.
May 2, 2019 - September 10, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
May 2, 2019 - September 10, 2019
TD AMERITRADE, INC.
November 5, 2015 - April 9, 2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 14, 2015 - April 9, 2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
December 19, 2006 - July 30, 2015
AMERICAN CENTURY INVESTMENT SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/8/2020)
Exams
Series 7TO
Date: 3/26/2024
General Securities Representative ExaminationCurrent Firm
ARK ALLIANCE FINANCIAL LLC
CRD#: 310539 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 173 |
| AUM (Assets Under Management) | $ 64,512,597 |
Red Flags
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