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Scott Lane Schaffran

COLLAGE VENTURE PARTNERS
MIAMI BEACH, FL
·CRD# 5133777·20 years experience

Professional Summary

Scott Lane Schaffran is a registered financial advisor currently at COLLAGE VENTURE PARTNERS, LLC located in Miami Beach, Florida. Scott is registered as a RR (Registered Representative) and started their career in finance in 2006. Scott has worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, Series 3, Series 55 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

COLLAGE VENTURE PARTNERS, LLC·CRD# 316063
BD
929 Alton Road Suite 500, Miami Beach, FL 33139
March 16, 2023 - Present
FLYING CLOUD SECURITIES LLC·CRD# 167621
BD
San Francisco, CA
September 1, 2020 - March 30, 2023
MACKAY SHIELDS LLC·CRD# 107717
RIA
New York, NY
April 26, 2019 - August 5, 2019
NYLIFE DISTRIBUTORS LLC·CRD# 35350
BD
New York, NY
December 17, 2018 - August 5, 2019
HANGING CURVE CAPITAL LLC·CRD# 166520
RIA
Denver, CO
April 12, 2013 - March 2, 2015
COWEN PRIME SERVICES LLC·CRD# 153397
BD
New York, NY
March 12, 2012 - October 18, 2012
VAN ECK SECURITIES CORPORATION·CRD# 2269
BD
New York, NY
July 14, 2009 - March 6, 2012
SANDERS MORRIS LLC·CRD# 20580
BD
New York, NY
December 10, 2008 - June 30, 2009
SANDERS MORRIS LLC·CRD# 20580
BD
New York, NY
May 17, 2006 - December 5, 2006

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Current Firm

CV
COLLAGE VENTURE PARTNERS, LLC

COLLAGE VENTURE PARTNERS, LLC

CRD#: 316063 / SEC#: 8-70763
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

929 Alton Road Suite 500, Miami Beach, FL 33139

Mailing Address

929 Alton Road Suite 500, Miami Beach, FL 33139

Phone Number

(646) 248-5078

Established

Florida since 06/30/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PEARSON, JOHN DEXTERPARTNER,—
STEFAN, ANTHONYCHIEF COMPLIANCE OFFICER7871985
THORNTON, JOHNCFO AND FINOP6463300
TYSON, III, THOMAS BERNARDHEAD OF INVESTMENT BANKING7235200

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(1/16/2024)
RR
Kansas
(1/17/2024)
RR
Missouri
(1/16/2024)
RR
New Jersey
(1/12/2024)
RR
New York
(1/16/2024)
RR
Pennsylvania
(1/16/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2019About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2012About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2006About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2018About the Series 7TO exam

Series 3 — National Commodity Futures Examination

Passed Mar 2015About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jun 2006

Series 7 — General Securities Representative Examination

Passed May 2006About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Scott Lane Schaffran's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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