Maureen A. Whelan
M.A. WHELAN FINANCIAL PLANNING
CORTLANDT MANOR, NY 10567
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CRD#: 5133502
Professional summary
Maureen Ann Whelan, CFP® is a registered financial advisor currently at M.A. WHELAN FINANCIAL PLANNING located in Cortlandt Manor, New York.
Maureen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Maureen has worked at 1 firm .
Question & Answer
What are your service offerings?
Tax Planning
Elder Care
Investment Planning
Retirement Planning
Do you have an area of expertise or specialization?
Investment Advice with Ongoing...
Investment Advice without Ongo...
Retirement Planning & Distribu...
Tax Planning
Women's Financial Planning Iss...
What is your minimum asset requirement?
1
How do you get paid?
Fee Only
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Maureen Ann Whelan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
August 28, 2021 - Present
M.A. WHELAN FINANCIAL PLANNING
Office #1: 2127 Crompond Road Suite 104c, Cortlandt Manor, NY 10567RIA
CRD#: 140357
CORTLANDT MANOR, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
M.A. WHELAN FINANCIAL PLANNING
M.A. WHELAN FINANCIAL PLANNING | WHELAN FINANCIAL PLANNING | MAUREEN A. WHELAN
CRD#: 140357 / SEC#: 801-122165
RIA
Registered Investment Advisory firm - (8/25/2021 Approved)New York
Registered Investment Advisory firm - (9/1/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(8/28/2021)
Exams
Current Firm
M.A. WHELAN FINANCIAL PLANNING
M.A. WHELAN FINANCIAL PLANNING | WHELAN FINANCIAL PLANNING | MAUREEN A. WHELAN
CRD#: 140357 / SEC#: 801-122165
RIA
Registered Investment Advisory firm - (8/25/2021 Approved)New York
Registered Investment Advisory firm - (9/1/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2127 Crompond Road Suite 104c, Cortlandt Manor, NY 10567
Mailing Address
Po Box 374, Buchanan, NY 10511
Phone number
(914) 257-3446
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 130 |
| AUM (Assets Under Management) | $ 58,676,083 |
Red Flags
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Company Information
M.A. WHELAN FINANCIAL PLANNING
CRD#: 140357Cortlandt Manor, NY 10567TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
