Erica L. Reilly

ECIO

MADISON, WI 53703

Some features on this profile are disabled

CRD#: 5133367

Professional summary

Erica Lynn Reilly, who also goes by Erica Lynn Lashley, Erica Lashley, Erica Lynn Reilly, Erica Reilly, is a registered financial advisor currently at ECIO, INC. located in Madison, Wisconsin.

Erica is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Erica has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Erica Lynn Lashley | Erica Lashley | Erica Lynn Reilly | Erica Reilly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) My husband owns Blue Oak Construction, LLC and I am a signer on his bank account. No pay is received.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erica Lynn Reilly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 19, 2024 - Present

ECIO, INC.

Office #1: 821 E Washington Avenue Suite 200, Madison, WI 53703

RIA

CRD#: 301432

MADISON, WI

Past

February 6, 2023 - June 27, 2024

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

York, PA

Past

February 6, 2023 - June 27, 2024

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

YORK, PA

Past

May 31, 2016 - February 13, 2023

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

York, PA

Past

June 6, 2014 - September 26, 2023

JOHNSON & WHITE WEALTH MANAGEMENT LLC

RIA

CRD#: 169795

YORK, PA

Past

July 23, 2007 - May 28, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

YORK, PA

Past

April 25, 2007 - May 28, 2014

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

YORK, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ECIO, INC.

ECIO, INC. | ECIO, LLC

CRD#: 301432 / SEC#: 801-129326

RIA

Registered Investment Advisory firm - (1/16/2024 Approved)

California

Registered Investment Advisory firm - (3/29/2024 Terminated)

Florida

Registered Investment Advisory firm - (2/28/2024 Terminated)

Missouri

Registered Investment Advisory firm - (2/28/2024 Terminated)

Texas

Registered Investment Advisory firm - (2/28/2024 Terminated)

Wisconsin

Registered Investment Advisory firm - (2/28/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(10/4/2024)

IAR

Texas
(7/19/2024)

IAR

Wisconsin
(7/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/20/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/6/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/24/2007

General Securities Representative Examination

Current Firm

ECIO, INC.

ECIO, INC. | ECIO, LLC

CRD#: 301432 / SEC#: 801-129326

RIA

Registered Investment Advisory firm - (1/16/2024 Approved)

California

Registered Investment Advisory firm - (3/29/2024 Terminated)

Florida

Registered Investment Advisory firm - (2/28/2024 Terminated)

Missouri

Registered Investment Advisory firm - (2/28/2024 Terminated)

Texas

Registered Investment Advisory firm - (2/28/2024 Terminated)

Wisconsin

Registered Investment Advisory firm - (2/28/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

821 E Washington Avenue Suite 200, Madison, WI 53703

Mailing Address

Phone number

(608) 291-4646

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - ECIO, LLC (3/15/2025)

Regulatory assets under management

Total Number of Accounts	195
AUM (Assets Under Management)	$ 231,739,432

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sungmin Ryan Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Florham Park, NJ

Philip Meese

AE WEALTH MANAGEMENT, LLC

IAR

Darien, CT

Steven Adelson

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Fort Myers, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Erica L. Reilly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erica Lynn Reilly's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

PURSHE KAPLAN STERLING INVESTMENTS

JOHNSON & WHITE WEALTH MANAGEMENT LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

ECIO, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/20/2007

SIE

Date: 10/1/2018

Series 31

Date: 12/6/2007

Series 7

Date: 4/24/2007

Current Firm

ECIO, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ECIO, INC.

TRUST BUT VERIFY

Similar Advisors