Scott M. Boruff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Michael Boruff was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2006. Scott had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2015 - October 7, 2015
SILBER BENNETT FINANCIAL, INC.
May 3, 2011 - May 18, 2012
DIMIRAK SECURITIES CORPORATION
June 23, 2010 - December 31, 2012
DIMIRAK SECURITIES CORPORATION
October 24, 2006 - June 23, 2008
CRESTA CAPITAL STRATEGIES, LLC
July 3, 2006 - October 31, 2006
GUNNALLEN FINANCIAL, INC
April 25, 2006 - October 31, 2006
GUNNALLEN FINANCIAL, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SILBER BENNETT FINANCIAL, INC.
CRD#: 156435 / SEC#: , 8-68795
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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