Robert M. Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Michael Collins was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1971. Robert had worked at 1 firm and has passed the Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 1971 - May 22, 2000
HOLT & COLLINS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/15/1971
Registered Representative ExaminationSeries 40
Date: 12/9/1976
Registered Principal ExaminationCurrent Firm
HOLT & COLLINS
CRD#: 2222 / SEC#: , 8-24177
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANKOVITCH, WALTER JOSEPH, INC. | GENERAL PARTNER | |
| COLLINS, DANIEL EDWARD, INC | MANAGING PARTNER | |
| RANKIN, SAMUEL JR | GENERAL PARTNER | 370941 |
| SOLON, ROBERT JOHN | GENERAL PARTNER | 430439 |
| BANKOVITCH, WALTER JOSEPH | FINOP | 11830 |
| COLLINS, DANIEL EDWARD | MANAGING PARTNER/SROP/MUNICIPAL PRINCIPAL | 51133 |
| COLLINS, DENNIS PATRICK | CROP | 1292494 |
Disclosures
| Regulatory Event | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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