Robert M. Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Michael Collins was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1970. Robert had worked at 11 firms and has passed the Series 63, Series 6TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2006 - December 31, 2022
FARMERS FINANCIAL SOLUTIONS, LLC
September 8, 2000 - December 20, 2005
FARMERS FINANCIAL SOLUTIONS, LLC
August 26, 1999 - September 8, 2000
INVESTORS BROKERAGE SERVICES, INC.
September 26, 1995 - September 27, 1999
MML INVESTORS SERVICES, LLC
October 15, 1993 - September 8, 1995
VOYA FINANCIAL PARTNERS, LLC
April 26, 1993 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
August 5, 1991 - June 11, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
August 5, 1991 - June 11, 1992
PRUCO SECURITIES, LLC.
March 21, 1989 - November 13, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
March 21, 1989 - November 13, 1990
PRUCO SECURITIES, LLC.
November 20, 1985 - October 8, 1988
MML INVESTORS SERVICES, LLC
July 18, 1973 - December 3, 1985
TRANSAMERICA FINANCIAL ADVISORS, INC.
October 31, 1971 - August 11, 1973
W. E. HUTTON & CO.
March 5, 1971 - June 20, 1973
CALIFORNIA INVESTORS INCORPORATED
November 1, 1970 - March 8, 1971
INTERNATIONAL SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 3/4/1968
Registered Representative ExaminationCurrent Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
