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RG

Ronn Giang

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CRD#: 5132407
RG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ronn Giang was a registered financial professional .

Ronn is a previously registered financial professional and started their career in finance in 2006. Ronn had worked at 4 firms and has passed the Series 56 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 21, 2014 - January 5, 2015

CHIMERA SECURITIES, LLC

BD
CRD#: 147566
NEW YORK, NY
Past

April 15, 2014 - May 16, 2014

AVATAR SECURITIES, LLC

BD
CRD#: 147763
NEW YORK, NY
Past

February 14, 2008 - August 14, 2008

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
NEW YORK, NY
Past

April 18, 2006 - August 15, 2007

ECHOTRADE LLC

BD
CRD#: 42239
PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 56
Date: 4/14/2014
Proprietary Trader Qualification Examination
General Industry/Product Exam
RR
Series 7
Date: 2/10/2006
General Securities Representative Examination

Current Firm

CS
CHIMERA SECURITIES, LLC
CHIMERA SECURITIES, LLC

CRD#: 147566 / SEC#: , 8-67915

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
27 Union Square West 4th Floor, New York, NY 10003
Mailing Address
27 Union Square West 4th Floor, New York, NY 10003
Phone number
(646) 597-6100
Established
Delaware since 05/30/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CHIMCAP HOLDINGS LLCMEMBER
GERSTENBLATT, JARED SCOTTMANAGING PARTNER3080361
GRIMALDI, CHRISTOPHER JAYSONCCO / MANAGING PARTNER2676681
PETERS, ROBERT WILLIAMFINOP1704577

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHIMERA SECURITIES, LLC

CRD#: 147566

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