PM
Philip H. Mcgregor
CONVERGENCE FINANCIAL
Branson, MO 65616
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CRD#: 5132262
PM
Professional summary
Philip Harris Mcgregor Jr, CFP®, who also goes by Philip Harrison Mcgregor Jr, Philip Mcgregor, is a registered financial advisor currently at CONVERGENCE FINANCIAL located in Branson, Missouri and LPL FINANCIAL LLC located in Branson, Missouri.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Philip has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Philip Harrison Mcgregor Jr | Philip Mcgregor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 05/10/2023 - Genesis 41:49, LLC - Real Estate Rental - Owner - MO. 65616 - Investment related - 1 Hour per month - Start date: 08/18/2016. 2) 05/10/2023 - 3 Peaks Custard - Other-Business Owner - Co-owner of 3 Peaks Custard, LLC - TN 37923 - Non investment related - 2% Time spent - Start date: 11/25/2020. 3) 04/24/2024 - Convergence Financial - Registered Investment Advisor - Investment Related - At Reported Business Location(s) - Start Date 03/18/2024 - 120 Hours Per Month/ 100 Hours During Trading - I provide investment advisory services through Convergence Fianacial, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 07/30/2024 - Convergence Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/16/2024 - 120 Hours Per Month/ 100 Hours During Trading 5) 09/05/2024 - Convergence Financial - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/01/2023 - 120 Hours Per Month/ 6 Hours During Trading - I provide investment advisory services through Convergence Financial, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Philip Harris Mcgregor Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
April 18, 2024 - Present
CONVERGENCE FINANCIAL
Office #1: 195 Payne Stewart Dr, Branson, MO 65616RIA
CRD#: 304146
Branson, MO
Current
November 30, 2023 - Present
LPL FINANCIAL LLC
Office #1: 195 S Payne Stewart Dr, Branson, MO 65616RIA
BD
CRD#: 6413
Branson, MO
Past
November 20, 2023 - March 28, 2024
FOUR RIVERS FINANCIAL, LLC
RIA
CRD#: 327091
BRANSON, MO
Past
February 14, 2019 - November 22, 2022
EDWARD JONES
RIA
CRD#: 250
BRANSON, MO
Past
June 20, 2006 - November 22, 2022
EDWARD JONES
BD
CRD#: 250
BRANSON, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CONVERGENCE FINANCIAL
360 INTEGRATED FINANCIAL | WESCOAT WEALTH MANAGEMENT | TELOS STRATEGIC WEALTH | RAMOS GROUP | LEGACY GROUP FINANCIAL ADVISORS | FOUR RIVERS FINANCIAL | CONVERGENCE FINANCIAL, LLC | CONVERGENCE FINANCIAL & TAX | CONVERGENCE FINANCIAL | COMMERCIAL TRUST FINANCIAL SERVICES
CRD#: 304146 / SEC#: 801-116738
RIA
Registered Investment Advisory firm - (6/3/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/1/2024)
RR
Arkansas(11/30/2023)
RR
California(3/1/2024)
RR
Georgia(4/19/2024)
RR
Illinois(8/13/2024)
RR
Kansas(11/30/2023)
RR
Minnesota(11/30/2023)
RR
Missouri(12/5/2023)
IAR
Missouri(4/18/2024)
RR
Nebraska(11/30/2023)
RR
Oklahoma(11/30/2023)
RR
South Carolina(11/30/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CONVERGENCE FINANCIAL
360 INTEGRATED FINANCIAL | WESCOAT WEALTH MANAGEMENT | TELOS STRATEGIC WEALTH | RAMOS GROUP | LEGACY GROUP FINANCIAL ADVISORS | FOUR RIVERS FINANCIAL | CONVERGENCE FINANCIAL, LLC | CONVERGENCE FINANCIAL & TAX | CONVERGENCE FINANCIAL | COMMERCIAL TRUST FINANCIAL SERVICES
CRD#: 304146 / SEC#: 801-116738
RIA
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Contact information
Main Address
3919 S. Providence Road, Columbia, MO 65203
Mailing Address
Phone number
(573) 818-2264
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,609 |
| AUM (Assets Under Management) | $ 703,445,900 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
