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CD

Christopher M. Decker

HARPETH SECURITIES
Nashville, TN 37203
Some features on this profile are disabled
CRD#: 5131978
CD

Professional summary

Christopher Martin Decker, who also goes by Christopher M Decker, is a registered financial professional currently at HARPETH SECURITIES, LLC located in Nashville, Tennessee and BRENTWOOD CAPITAL ADVISORS LLC located in Nashville, Tennessee.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2010. Christopher has worked at 2 firms and has passed the SIE, Series 99TO and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christopher M Decker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Martin Decker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 17, 2010 - Present

HARPETH SECURITIES, LLC

Office #1: One American Center 3100 West End Avenue - Suite 710, Nashville, TN 37203
BD
CRD#: 109821
Nashville, TN
Current

January 22, 2024 - Present

BRENTWOOD CAPITAL ADVISORS LLC

Office #1: 1600 West End Avenue Suite 1550, Nashville, TN 37203
BD
CRD#: 118712
Nashville, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
RR
Series 28
Date: 12/16/2010
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA

Current Firm

BC
BRENTWOOD CAPITAL ADVISORS LLC
BRENTWOOD CAPITAL ADVISORS LLC

CRD#: 118712 / SEC#: , 8-53681

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
1600 West End Avenue Suite 1550, Nashville, TN 37203
Mailing Address
1600 West End Avenue Suite 1550, Nashville, TN 37203
Phone number
(615) 224-3830
Established
Tennessee since 05/11/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WYLLY, THOMAS COOK IISENIOR PARTNER/MANAGING PARTNER/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER1025314
GALYON, LUTHER ANDERSON IVMANAGING DIRECTOR/PARTNER3081252
CLONCS, BRYAN JAMESMEMBER5351717
LINDSEY, EVAN BURKMEMBER3076356
MEADORS, MARVIN PORTER IVMEMBER6247180
ORY, MICHAEL HENRYMEMBER2870690

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BRENTWOOD CAPITAL ADVISORS LLC

CRD#: 118712Nashville, TN 37203

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