Chiao Chan
Professional Summary
Chiao Chan, who also goes by Chiao Shiao Chan, Chiao Chan, Kiu Chan, Chiao Chan Munday, Kiu Chan Munday, Kiu Munday, is a registered financial advisor currently at OPENARC CORPORATE ADVISORY, LLC located in Atlanta, Georgia. Chiao is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Chiao has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chiao Shiao Chan, Chiao Chan, Kiu Chan, Chiao Chan Munday, Kiu Chan Munday, Kiu Munday
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GREAT BAY WEALTH MANAGEMENT
ATLAS INVESTMENT ADVISORS
PFS INVESTMENTS INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GREAT BAY WEALTH MANAGEMENT
ATLAS INVESTMENT ADVISORS
PFS INVESTMENTS INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GREAT BAY WEALTH MANAGEMENT
ATLAS INVESTMENT ADVISORS
PFS INVESTMENTS INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GREAT BAY WEALTH MANAGEMENT
ATLAS INVESTMENT ADVISORS
PFS INVESTMENTS INC.
Years of Experience
20 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GREAT BAY WEALTH MANAGEMENT
ATLAS INVESTMENT ADVISORS
PFS INVESTMENTS INC.
Current Firm
1330 ADVISORS | OPENARC CORPORATE ADVISORY, LLC | 1330 ADVISORS, LLC
Contact Information
Main Address
3550 Peachtree Road Ne Floor 7, Atlanta, GA 30326Phone Number
(844) 648-6001# of Employees
146SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
14,525AUM (Assets Under Management)
$10,094,562,750Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GREAT BAY WEALTH MANAGEMENT
ATLAS INVESTMENT ADVISORS
PFS INVESTMENTS INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GREAT BAY WEALTH MANAGEMENT
ATLAS INVESTMENT ADVISORS
PFS INVESTMENTS INC.
Primary Firm SEC Registration
1330 ADVISORS | OPENARC CORPORATE ADVISORY, LLC | 1330 ADVISORS, LLC
State Registrations and Notice Filings
(10/7/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2007About the Series 6 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed May 2012About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Feb 2012About the Series 9 examSimilar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GREAT BAY WEALTH MANAGEMENT
ATLAS INVESTMENT ADVISORS
PFS INVESTMENTS INC.
CRS (Client Relationship Summary) - RIA
Click below to view Chiao Chan's CRS (Customer Relationship Summary).
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GREAT BAY WEALTH MANAGEMENT
ATLAS INVESTMENT ADVISORS
PFS INVESTMENTS INC.