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CC

Chiao Chan

OPENARC CORPORATE ADVISORY
ATLANTA, GA 30326
Some features on this profile are disabled
CRD#: 5131806
CC

Professional summary

Chiao Chan, who also goes by Chiao Shiao Chan, Chiao Chan, Kiu Chan, Chiao Chan Munday, Kiu Chan Munday, Kiu Munday, is a registered financial advisor currently at OPENARC CORPORATE ADVISORY, LLC located in Atlanta, Georgia.

Chiao is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Chiao has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Chiao Shiao Chan | Chiao Chan | Kiu Chan | Chiao Chan Munday | Kiu Chan Munday | Kiu Munday

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
*637556- Uber; Investment related: No; San Francisco, California; Automotive/Transportation; Driver (proprietor, partner, officer, director, employee, trustee, agent); 05/2025; During business hours: 0; After business hours: 20; Driver *-638896 Door Dash; Investment related-No; San Francisco, California; Food delivery; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 05/2025; During business hours: 0; After business hours: 5; Food delivery.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chiao Chan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 7, 2025 - Present

OPENARC CORPORATE ADVISORY, LLC

Office #1: 3550 Peachtree Road Ne Floor 7, Atlanta, GA 30326
RIA
CRD#: 336837
ATLANTA, GA
Past

May 11, 2020 - September 10, 2025

MORGAN STANLEY

RIA
CRD#: 149777
Atlanta, GA
Past

February 26, 2020 - September 10, 2025

MORGAN STANLEY

BD
CRD#: 149777
Atlanta, GA
Past

September 8, 2014 - December 31, 2019

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
NORCROSS, GA
Past

January 2, 2013 - September 9, 2014

BB&T SECURITIES, LLC

BD
CRD#: 142785
ALPHARETTA, GA
Past

October 23, 2012 - January 2, 2013

SCOTT & STRINGFELLOW, LLC

BD
CRD#: 6255
ALPHARETTA, GA
Past

June 7, 2011 - October 5, 2012

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
ALPHARETTA, GA
Past

September 24, 2008 - March 4, 2011

E*TRADE SECURITIES LLC

BD
CRD#: 29106
ALPHARETTA, GA
Past

July 9, 2007 - September 22, 2008

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ROSWELL, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OC
OPENARC CORPORATE ADVISORY, LLC
1330 ADVISORS | OPENARC CORPORATE ADVISORY, LLC | 1330 ADVISORS, LLC

CRD#: 336837 / SEC#: 801-133754

RIA
Registered Investment Advisory firm - (7/8/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(10/7/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/8/2020
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/8/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/8/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/6/2007
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 5/22/2012
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 2/27/2012
General Securities Sales Supervisor - Options Module Examination

Current Firm

OC
OPENARC CORPORATE ADVISORY, LLC
1330 ADVISORS | OPENARC CORPORATE ADVISORY, LLC | 1330 ADVISORS, LLC

CRD#: 336837 / SEC#: 801-133754

RIA
Registered Investment Advisory firm - (7/8/2025 Approved)
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Contact information

Main Address
3550 Peachtree Road Ne Floor 7, Atlanta, GA 30326
Mailing Address
Phone number
(844) 648-6001
Established
Firm type
Fiscal year end
# of Employees
140

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

1330 ADVISORS ADV PART 2A (10/2/2025)

Regulatory assets under management

Total Number of Accounts492
AUM (Assets Under Management)$ 443,705,451

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OPENARC CORPORATE ADVISORY, LLC

CRD#: 336837Atlanta, GA 30326

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