Andrew M. Tseng

BRAMBLE HILL CAPITAL MANAGEMENT

Cohasset, MA

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CRD#: 5131403

Professional summary

Andrew Michael Tseng is a registered financial advisor currently at BRAMBLE HILL CAPITAL MANAGEMENT, LLC located in Cohasset, Massachusetts.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Andrew has worked at 4 firms and has passed the Series 65, Series 63, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Michael Tseng's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 2015 - Present

BRAMBLE HILL CAPITAL MANAGEMENT, LLC

RIA

CRD#: 174929

Cohasset, MA

Past

April 27, 2010 - February 2, 2015

WERRES, TSENG & CO., LLC

RIA

CRD#: 152647

BOSTON, MA

Past

July 14, 2008 - March 1, 2010

JEFFERIES LLC

CRD#: 2347

BOSTON, MA

Past

August 4, 2006 - June 26, 2007

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/11/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/7/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/14/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 8/18/2006

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 8/3/2006

General Securities Representative Examination

Current Firm

BRAMBLE HILL CAPITAL MANAGEMENT, LLC

CRD#: 174929 / SEC#:

Massachusetts

Registered Investment Advisory firm - (6/11/2015 Approved)

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Contact information

Main Address

Cohasset, MA

Mailing Address

Phone number

(781) 836-4622

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 35,427,622

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
Massachusetts	ERA - Withdrawn	3/6/2015

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew M. Tseng

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Michael Tseng's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRAMBLE HILL CAPITAL MANAGEMENT, LLC

WERRES, TSENG & CO., LLC

JEFFERIES LLC

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/7/2017

Series 63

Date: 8/14/2006

Series 87

Date: 8/18/2006

Series 7

Date: 8/3/2006

Current Firm

BRAMBLE HILL CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

BRAMBLE HILL CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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