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Patricia Clark Kane

Patricia C. Kane

KANE FINANCIAL PLANNING
East Hartland, CT
Some features on this profile are disabled
CRD#: 5131389
Patricia Clark Kane

Professional summary

Patricia Clark Kane, CFP®, who also goes by Patricia Margaret Clark, Patricia C Kane, Patricia M Kane, Patricia Margaret Kane, is a registered financial advisor currently at KANE FINANCIAL PLANNING located in East Hartland, Connecticut.

Patricia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Patricia has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Biography

Patti is a devoted runner, a hobby that she and her husband Steve took up when they became empty nesters.  She enjoys yoga classes and loves to read. Patti is actively involved in both community and social organizations.  She presently serves on the board of directors of PLAN of Connecticut, is the membership chair of the Financial Planning Association of CT Valley and is the immediate past President of the College Club of Hartford. Patti and Steve are the proud parents of two twenty-something year old daughters.  Their youngest is a recent Endicott College graduate and will be pursuing a career in physical therapy.  Their oldest received her Masters in Education from Harvard and will be working for a research firm in California.
top-8-questions

Question & Answer

What are your service offerings?
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Social Security Planning
Investment Planning
Education Planning
Do you have an area of expertise or specialization?
College/Education Planning
Corporate Executives
Divorce Planning
Hourly
Investment Advice with Ongoing...
Women's Financial Planning Iss...
Are you a "fiduciary"?
Yes

Aliases

Patricia Margaret Clark | Patricia C Kane | Patricia M Kane | Patricia Margaret Kane

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Clark Kane's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2010

Experience

Current

May 6, 2016 - Present

KANE FINANCIAL PLANNING

RIA
CRD#: 283245
East Hartland, CT
Past

October 28, 2010 - November 12, 2015

CONNECTICUT WEALTH MANAGEMENT, LLC

RIA
CRD#: 154310
FARMINGTON, CT
Past

November 18, 2009 - October 27, 2010

KR WEALTH MANAGEMENT, LLC

RIA
CRD#: 127644
FARMINGTON, CT
Past

September 27, 2007 - January 11, 2012

LPL FINANCIAL LLC

RIA
CRD#: 6413
FARMINGTON, CT
Past

June 27, 2007 - September 17, 2013

LPL FINANCIAL LLC

BD
CRD#: 6413
FARMINGTON, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(5/6/2016)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/26/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/26/2007
General Securities Representative Examination

Current Firm

KANE FINANCIAL PLANNING
KANE FINANCIAL PLANNING
KANE FINANCIAL PLANNING | KANE FINANCIAL PLANNING, LLC

CRD#: 283245 / SEC#:

Connecticut
Registered Investment Advisory firm - (5/6/2016 Approved)
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Contact information

Main Address
East Hartland, CT
Mailing Address
Phone number
(860) 712-6839
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts23
AUM (Assets Under Management)$ 5,903,370

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KANE FINANCIAL PLANNING

KANE FINANCIAL PLANNING

CRD#: 283245East Hartland, CT

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