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SP

Samantha S. Palm

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CRD#: 5131312
SP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Samantha Sara Delay Palm, who also goes by Samantha Sara Delay, was a registered financial professional .

Samantha is a previously registered financial professional and started their career in finance in 2006. Samantha had worked at 5 firms and has passed the Series 66, Series 7TO, SIE, Series 87, Series 86 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Samantha Sara Delay

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Parnassus Investments, LLC; Investment Related; San Francisco, CA; Began 04/27/2013; Mutual Fund; Portfolio Manager, manager of and trader for the Fixed Income Fund; 200 hours per month with 7 hours during securities trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 10, 2021 - December 20, 2024

PARNASSUS INVESTMENTS, LLC

RIA
CRD#: 316904
SAN FRANCISCO, CA
Past

June 6, 2013 - December 14, 2021

PARNASSUS INVESTMENTS

RIA
CRD#: 149193
SAN FRANCISCO, CA
Past

June 6, 2013 - December 31, 2021

PARNASSUS FUNDS DISTRIBUTOR, LLC

BD
CRD#: 15883
San Francisco, CA
Past

May 15, 2009 - March 22, 2013

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
SAN FRANCISCO, CA
Past

November 1, 2006 - March 31, 2008

ROBERT W. BAIRD & CO. INCORPORATED

RIA
CRD#: 8158
MILWAUKEE, WI
Past

August 24, 2006 - March 31, 2008

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PARNASSUS INVESTMENTS, LLC
PARNASSUS INVESTMENTS, LLC

CRD#: 316904 / SEC#: 801-122618

RIA
Registered Investment Advisory firm - (11/8/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/31/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/11/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 10/20/2006
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 10/4/2006
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7
Date: 8/23/2006
General Securities Representative Examination

Current Firm

PI
PARNASSUS INVESTMENTS, LLC
PARNASSUS INVESTMENTS, LLC

CRD#: 316904 / SEC#: 801-122618

RIA
Registered Investment Advisory firm - (11/8/2021 Approved)
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Contact information

Main Address
1 Market Street Suite 1600, San Francisco, CA 94105
Mailing Address
Phone number
(415) 778-0200
Established
Firm type
Fiscal year end
# of Employees
83

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PARNASSUS INVESTMENTS, LLC PART 2A BROCHURE (5/2/2025)

Regulatory assets under management

Total Number of Accounts30
AUM (Assets Under Management)$ 45,658,173,524

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARNASSUS INVESTMENTS, LLC

CRD#: 316904

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