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TN

Thomas S. Nunn

KERSHNER SECURITIES
Austin, TX 78758
Some features on this profile are disabled
CRD#: 5131228
TN

Professional summary

Thomas Stanton Nunn is a registered financial professional currently at KERSHNER SECURITIES, LLC located in Austin, Texas.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2006. Thomas has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 55 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Stanton Nunn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 21, 2011 - Present

KERSHNER SECURITIES, LLC

Office #1: 1825-b Kramer Lane, Suite 200, Austin, TX 78758Office #2: 1825-b Kramer Lane, Suite 200, Austin, TX 78758-4281
BD
CRD#: 147653
Austin, TX
Past

May 10, 2006 - November 28, 2008

KERSHNER TRADING GROUP, LLC

BD
CRD#: 16908
AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/26/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/20/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 7/14/2006
Limited Representative-Equity Trader Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/23/2014
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.

Current Firm

KS
KERSHNER SECURITIES, LLC
KERSHNER SECURITIES, LLC

CRD#: 147653 / SEC#: , 8-67922

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
1825-b Kramer Lane, Suite 200, Austin, TX 78758-4281
Mailing Address
1825-b Kramer Lane, Suite 200, Austin, TX 78758-4281
Phone number
(512) 439-8200
Established
Delaware since 02/22/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
KERSHNER, ANDREW SCOTTRUSTEE3140661
KERSHNER,TRADING GROUP, LLCMEMBER
SANDERSON, JON BRIANCFO2060740
TOLLEMACHE, ANDREWCCO, CEO, GSP2979712

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KERSHNER SECURITIES, LLC

CRD#: 147653Austin, TX 78758

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