KP

Karla R. Pippins

RIVERSIDE WEALTH MANAGEMENT
West Palm Beach, FL 33401
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CRD#: 5131168
KP

Professional summary


Karla Rossetti Pippins, who also goes by Karla Louise Rossetti, Karla Lousie Rossetti, Karla Louise Rossetti Smith, is a registered financial advisor currently at RIVERSIDE WEALTH MANAGEMENT, INC. located in West Palm Beach, Florida.

Karla is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Karla has worked at 1 firm and has passed the Series 65 exam.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Karla Louise Rossetti | Karla Lousie Rossetti | Karla Louise Rossetti Smith

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Karla Rossetti Pippins's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 26, 2006 - Present

RIVERSIDE WEALTH MANAGEMENT, INC.

Office #1: 515 N. Flagler Drive Suite 350, West Palm Beach, FL 33401
RIA
CRD#: 140162
West Palm Beach, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(4/30/2019)

Exams


State Security Law Exam

Current Firm


RW
RIVERSIDE WEALTH MANAGEMENT, INC.
KARLA ROSSETTI PIPPINS | RIVERSIDE WEALTH MANAGEMENT, INC. | RIVERSIDE WEALTH MANAGEMENT | RIVERSIDE CAPITAL PARTNERS INC.

CRD#: 140162 / SEC#:

Florida
Registered Investment Advisory firm - (4/30/2019 Approved)
Massachusetts
Registered Investment Advisory firm - (11/20/2019 Terminated)
South Carolina
Registered Investment Advisory firm - (11/28/2022 Terminated)
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Contact information


Main Address
515 N. Flagler Drive Suite 350, West Palm Beach, FL 33401
Mailing Address
Phone number
(561) 270-6880
Established
Firm type
Fiscal year end
# of Employees
1

Regulatory assets under management


Total Number of Accounts69
AUM (Assets Under Management)$ 81,536,616

Red Flags


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Company Information


RIVERSIDE WEALTH MANAGEMENT, INC.

CRD#: 140162West Palm Beach, FL 33401

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