Malleswara R. Tuthika
Professional summary
Malleswara Rao Tuthika was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Malleswara is a previously registered financial advisor and started their career in finance in 2006. Prior to being barred, Malleswara had worked at 2 firms, which includes CAPITAL MANAGEMENT ASSOCIATESINC., AMERIPRISE FINANCIAL SERVICES LLC.
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2009 - May 9, 2011
CAPITAL MANAGEMENT ASSOCIATES,INC.
November 16, 2006 - June 24, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
October 6, 2006 - June 24, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL MANAGEMENT ASSOCIATES,INC.
CRD#: 123730 / SEC#:
Contact information
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