Alberto A. Gallegos
Professional summary
Alberto Angel Gallegos, CFP®, who also goes by Alberto A Gallegos, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in San Diego, California and CHARLES SCHWAB & CO., INC. located in San Diego, California.
Alberto is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Alberto has worked at 2 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alberto Angel Gallegos's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2019
Experience
August 16, 2022 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 11988 El Camino Real Suite 350, San Diego, CA 92130April 28, 2010 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 11988 El Camino Real Suite 550, San Diego, CA 92130June 6, 2011 - January 9, 2023
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/16/2023)
(6/6/2011)
(8/16/2022)
(6/27/2023)
(12/6/2022)
(2/7/2024)
(2/7/2024)
(4/11/2023)
(3/16/2023)
(2/7/2024)
(2/7/2024)
(1/30/2023)
(2/24/2022)
(5/1/2023)
(7/27/2023)
(2/7/2024)
(5/1/2023)
(9/8/2023)
(10/11/2023)
(1/27/2023)
(7/23/2025)
(2/7/2024)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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