Tyler P. Kimball
Professional summary
Tyler Paul Kimball, CFP® is a registered financial advisor currently at GWN SECURITIES INC. located in Greensburg, Pennsylvania.
Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Tyler has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tyler Paul Kimball's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Tyler Paul Kimball's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 15, 2010 - Present
GWN SECURITIES INC.
Office #1: 319 South Pennsylvania Ave, Greensburg, PA 15601October 19, 2009 - Present
GWN SECURITIES INC.
Office #1: 319 South Pennsylvania Ave, Greensburg, PA 15601June 19, 2007 - July 2, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
June 19, 2007 - July 2, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
July 10, 2006 - March 14, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
June 26, 2006 - March 14, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/18/2022)
(12/22/2021)
(2/23/2018)
(10/22/2013)
(11/1/2021)
(6/26/2013)
(2/1/2022)
(2/23/2018)
(2/27/2018)
(9/5/2012)
(10/19/2009)
(1/15/2010)
(10/22/2013)
(11/10/2025)
(3/14/2012)
Exams
FINRA
Current Firm
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
GWN SECURITIES INC.
CRD#: 128929Greensburg, PA 15601TRUST BUT VERIFY
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