Jane A. Washburn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jane A Washburn was a registered financial professional .
Jane is a previously registered financial professional and started their career in finance in 2006. Jane had worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2011 - April 3, 2012
PLATINUM PLANNING, INC.
February 8, 2011 - March 26, 2012
STERLING ENTERPRISES GROUP, INC.
August 30, 2006 - February 9, 2009
RAYMOND JAMES & ASSOCIATES, INC.
June 7, 2006 - February 9, 2009
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PLATINUM PLANNING, INC.
CRD#: 120213 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 288 |
| AUM (Assets Under Management) | $ 26,138,172 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
