William A. Callahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Alan Callahan, CFP® was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2006. William had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2012
Experience
June 9, 2021 - February 7, 2022
CALLAHAN FINANCIAL PLANNING
March 19, 2010 - June 9, 2021
CALLAHAN FINANCIAL PLANNING COMPANY
June 18, 2007 - February 17, 2010
U.S. BANCORP INVESTMENTS, INC.
June 15, 2007 - February 17, 2010
U.S. BANCORP INVESTMENTS, INC.
August 21, 2006 - June 11, 2007
LPL FINANCIAL LLC
June 30, 2006 - June 11, 2007
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CALLAHAN FINANCIAL PLANNING
CRD#: 314571 / SEC#: 801-121322
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 320 |
| AUM (Assets Under Management) | $ 86,262,185 |
Red Flags
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