James Kornmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Kornmann, who also goes by James M Kornmann, Jim Kornmann, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2006. James had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2015 - July 9, 2015
MORRIS GROUP, INC.
July 17, 2014 - January 20, 2015
AURORA SECURITIES
February 11, 2008 - January 20, 2015
INTEGRATED INVESTMENT STRATEGIES,INC.
February 6, 2007 - May 31, 2013
AURORA SECURITIES
December 19, 2006 - February 23, 2007
OSAIC WEALTH, INC.
May 11, 2006 - November 21, 2006
OBS BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORRIS GROUP, INC.
CRD#: 13181 / SEC#: , 8-28916
Contact information
FINRA licenses (2 States and Territories)
Red Flags
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