John W. Polis
Professional summary
John William Polis is a registered financial professional currently at STAR MOUNTAIN ADVISORS, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2006. John has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John William Polis's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2016 - Present
STAR MOUNTAIN ADVISORS, LLC
Office #1: 2 Grand Central Tower 140 East 45th Street 30th Floor Suite 30a, New York, NY, 10017August 9, 2006 - August 23, 2007
COLEMAN BROKERAGE GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2018)
(10/29/2018)
(4/18/2018)
(10/15/2018)
(10/24/2018)
(10/21/2021)
(4/27/2018)
(1/3/2024)
(5/23/2017)
(1/5/2018)
(9/1/2021)
(6/22/2023)
(7/22/2020)
Exams
FINRA
Current Firm
STAR MOUNTAIN ADVISORS, LLC
CRD#: 153505 / SEC#: , 8-68541
Contact information
FINRA licenses (13 States and Territories)
Documents
Red Flags
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