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Aaron Francisco Flores

CRD# 5130055·Registered 2006 - 2019
Previously Registered: Being a previously registered professional could mean that Aaron is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Aaron Francisco Flores, who also goes by Aaron F Flores, was a registered financial advisor. Aaron was a previously registered financial professional and started their career in finance 2006 - 2019. Aaron had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Aaron F Flores

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years registered in the securities industry

Current & Past Employments

Past

GENERATIONS PRIVATE WEALTHPast·CRD# 288121
RIA
San Antonio, TX
March 27, 2019 - May 28, 2019
GENERATIONS PRIVATE WEALTHPast·CRD# 288121
RIA
San Antonio, TX
February 26, 2018 - December 31, 2018
GENERATIONS PRIVATE WEALTHPast·CRD# 288121
RIA
San Antonio, TX
July 11, 2017 - December 31, 2017
LPL FINANCIAL LLCPast·CRD# 6413
RIA
San Antonio, TX
February 25, 2016 - March 22, 2017
LPL FINANCIAL LLCPast·CRD# 6413
BD
San Antonio, TX
February 25, 2016 - March 22, 2017
DEEPROOT ADVISORY SERVICES, LLCPast·CRD# 167198
RIA
San Antonio, TX
August 1, 2013 - January 13, 2016
CAPITAL CITY SECURITIES, LLCPast·CRD# 146001
BD
San Antonio, TX
February 5, 2015 - November 10, 2015
USAA FINANCIAL PLANNING SERVICESPast·CRD# 106352
RIA
San Antonio, TX
April 18, 2013 - May 29, 2013
USAA FINANCIAL ADVISORS, INC.Past·CRD# 129035
BD
San Antonio, TX
September 10, 2007 - May 29, 2013
USAA INVESTMENT SERVICES COMPANYPast·CRD# 5475
RIA
San Antonio, TX
March 5, 2008 - May 9, 2013
USAA INVESTMENT SERVICES COMPANYPast·CRD# 5475
BD
San Antonio, TX
March 5, 2007 - December 31, 2007
CITICORP INVESTMENT SERVICESPast·CRD# 23988
BD
San Antonio, TX
May 25, 2006 - February 12, 2007

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Current Firm

GP
GENERATIONS PRIVATE WEALTH

GENERATIONS PRIVATE WEALTH | GENERATIONS PRIVATE WEALTH LLC

CRD#: 288121

Contact Information

Main Address

San Antonio, TX

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2008About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2006About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2006About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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