Aaron F. Flores
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aaron Francisco Flores, who also goes by Aaron F Flores, was a registered financial professional .
Aaron is a previously registered financial professional and started their career in finance in 2006. Aaron had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2019 - May 28, 2019
GENERATIONS PRIVATE WEALTH
February 26, 2018 - December 31, 2018
GENERATIONS PRIVATE WEALTH
July 11, 2017 - December 31, 2017
GENERATIONS PRIVATE WEALTH
February 25, 2016 - March 22, 2017
LPL FINANCIAL LLC
February 25, 2016 - March 22, 2017
LPL FINANCIAL LLC
February 5, 2015 - November 10, 2015
CAPITAL CITY SECURITIES, LLC
August 1, 2013 - January 13, 2016
DEEPROOT ADVISORY SERVICES, LLC
April 18, 2013 - May 29, 2013
USAA FINANCIAL PLANNING SERVICES
March 5, 2008 - May 9, 2013
USAA INVESTMENT SERVICES COMPANY
September 10, 2007 - May 29, 2013
USAA FINANCIAL ADVISORS, INC.
March 5, 2007 - December 31, 2007
USAA INVESTMENT SERVICES COMPANY
May 25, 2006 - February 12, 2007
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
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Exams
Current Firm
GENERATIONS PRIVATE WEALTH
CRD#: 288121 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
