Kori J. Coffey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kori Jo Coffey was a registered financial professional .
Kori is a previously registered financial professional and started their career in finance in 2006. Kori had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2014 - June 29, 2018
BKS ADVISORS, LLC
August 26, 2014 - October 2, 2017
BRANDT, KELLY & SIMMONS SECURITIES, LLC
July 2, 2007 - September 10, 2012
TD AMERITRADE, INC.
July 2, 2007 - September 10, 2012
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 2, 2007 - September 10, 2012
TD AMERITRADE, INC.
August 2, 2006 - June 1, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
BKS ADVISORS, LLC
CRD#: 109065 / SEC#: 801-60022
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
