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BK

Brent R. Knudsen

PARTNERSHIP CAPITAL GROWTH
Los Gatos, CA 95030
Some features on this profile are disabled
CRD#: 5129506
BK

Professional summary


Brent Ronald Knudsen, who also goes by Brent R Knudsen, is a registered financial professional currently at PARTNERSHIP CAPITAL GROWTH, LLC located in Los Gatos, California.

Brent is registered as a RR (Registered Representative) and started their career in finance in 2017. Brent has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 24 and Series 28 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Brent R Knudsen

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Brent Ronald Knudsen's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 27, 2006 - Present

PARTNERSHIP CAPITAL GROWTH, LLC

Office #1: 10 Jackson Street Suite 201, Los Gatos, CA 95030
BD
CRD#: 140385
Los Gatos, CA
Past

January 18, 2017 - April 2, 2018

FINANCO SECURITIES, LLC

BD
CRD#: 167221
Menlo Park, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(9/29/2006)
RR
Arkansas
(8/19/2013)
RR
California
(9/28/2006)
RR
Colorado
(10/16/2006)
RR
Connecticut
(9/29/2006)
RR
District of Columbia
(10/12/2006)
RR
Florida
(10/9/2006)
RR
Hawaii
(2/20/2009)
RR
Idaho
(1/27/2009)
RR
Illinois
(10/2/2006)
RR
Massachusetts
(9/29/2006)
RR
Michigan
(10/9/2006)
RR
Minnesota
(1/27/2009)
RR
Nevada
(10/20/2006)
RR
New Jersey
(10/10/2006)
RR
New York
(10/6/2006)
RR
North Carolina
(1/28/2009)
RR
Ohio
(10/10/2006)
RR
Oregon
(9/27/2006)
RR
Pennsylvania
(10/2/2006)
RR
Texas
(10/2/2006)
RR
Utah
(10/6/2006)
RR
Virginia
(10/2/2006)
RR
Washington
(9/27/2006)

Exams


State Security Law Exam
RR
Series 63
Date: 7/17/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 7/24/2006
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm


PC
PARTNERSHIP CAPITAL GROWTH, LLC
PARTNERSHIP CAPITAL GROWTH, LLC

CRD#: 140385 / SEC#: , 8-67314

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
10 Jackson Street Suite 201, Los Gatos, CA 95030
Mailing Address
Po Box 7, Los Gatos, CA 95031
Phone number
(415) 407-2700
Established
Delaware since 02/02/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (24 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
KNUDSEN, BRENT RPRESIDENT, FINOP, CCO, AMLCO,

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PARTNERSHIP CAPITAL GROWTH, LLC

CRD#: 140385Los Gatos, CA 95030

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