Jared Moss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jared Moss, who also goes by Jared Brigham Moss, Jared Moss, was a registered financial professional .
Jared is a previously registered financial professional and started their career in finance in 2006. Jared had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2024 - July 17, 2024
COPPELL ADVISORY SOLUTIONS LLC
January 10, 2023 - July 3, 2023
CUSO FINANCIAL SERVICES, L.P.
January 10, 2023 - July 3, 2023
CUSO FINANCIAL SERVICES, L.P.
December 21, 2021 - May 31, 2022
EMPOWER ADVISORY GROUP, LLC
December 20, 2021 - May 31, 2022
EMPOWER FINANCIAL SERVICES, INC.
October 30, 2020 - December 2, 2021
STATE FARM VP MANAGEMENT CORP.
November 9, 2018 - May 26, 2020
B.O.S.S. RETIREMENT ADVISORS, LLC
November 13, 2017 - November 23, 2018
KEY INVESTMENT SERVICES LLC
November 10, 2017 - November 23, 2018
KEY INVESTMENT SERVICES LLC
August 7, 2017 - October 27, 2017
PRUCO SECURITIES, LLC.
July 21, 2017 - October 27, 2017
PRUCO SECURITIES, LLC.
July 17, 2015 - April 11, 2017
NATIONWIDE SECURITIES, LLC
June 4, 2015 - April 11, 2017
NATIONWIDE SECURITIES, LLC
February 13, 2015 - April 13, 2015
FIDELITY BROKERAGE SERVICES LLC
December 18, 2013 - January 30, 2015
EQUITRUST INVESTMENT MANAGEMENT SERVICES, INC.
December 17, 2013 - January 30, 2015
FBL MARKETING SERVICES, LLC
January 15, 2013 - December 2, 2013
MORGAN STANLEY
December 22, 2012 - December 2, 2013
MORGAN STANLEY
July 28, 2009 - December 7, 2012
P.J. ROBB VARIABLE, LLC
May 25, 2006 - September 6, 2007
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
COPPELL ADVISORY SOLUTIONS LLC
CRD#: 156549 / SEC#: 801-72171
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COPPELL ADVISORY SOLUTIONS LLC
CRD#: 156549 / SEC#: 801-72171
Contact information
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,334 |
| AUM (Assets Under Management) | $ 1,077,958,560 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
