Christopher Helwig

NEWPORT WEALTH MANAGEMENT

Middletown, NJ

Some features on this profile are disabled

CRD#: 5129193

Professional summary

Christopher Helwig, CFP® is a registered financial advisor currently at NEWPORT WEALTH MANAGEMENT, LLC located in Middletown, New Jersey.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Christopher has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CHRIS HELWIG: 60 BALLOCH PLACE, RED BANK, NJ 07701. I OFFER NOTARY SERVICES AS A NOTARY PUBLIC. THIS BUSINESS BEGAN 04/2008. I WILL DEVOTE ONE HOUR PER MONTH TO THIS BUSINESS. I AM NOT COMPENSATED. NEWPORT WEALTH MANAGEMENT: 6O BALLOCH PL, RED BANK, NJ 07701. I AM OWNER OF THIS INVESTMENTS AND INSURANCE BUSINESS. MY ASSOCIATION WITH THIS BUSINESS BEGAN 08/2011. I WILL DEVOTE 40 HOURS PER MONTH TO THIS BUSINESS. I AM COMPENSATED BY COMMISSIONS AND FEES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Helwig's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

March 18, 2013 - Present

NEWPORT WEALTH MANAGEMENT, LLC

RIA

CRD#: 166375

Middletown, NJ

Past

December 14, 2012 - May 23, 2014

SOUTHEAST INVESTMENTS, N.C., INC.

CRD#: 43035

CHARLOTTE, NC

Past

October 27, 2006 - December 19, 2012

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WALL, NJ

Past

August 3, 2006 - December 19, 2012

EQUITABLE ADVISORS, LLC

CRD#: 6627

WALL, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(3/18/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/21/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/2/2006

General Securities Representative Examination

Current Firm

NEWPORT WEALTH MANAGEMENT, LLC

CRD#: 166375 / SEC#:

New Jersey

Registered Investment Advisory firm - (3/18/2013 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Middletown, NJ

Mailing Address

P.o. Box 869, Red Bank, NJ 07701

Phone number

(732) 741-1200

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	37
AUM (Assets Under Management)	$ 8,288,324

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christopher Helwig

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Helwig's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEWPORT WEALTH MANAGEMENT, LLC

SOUTHEAST INVESTMENTS, N.C., INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/21/2006

Series 7

Date: 8/2/2006

Current Firm

NEWPORT WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NEWPORT WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors