Alan S. Campbell

SPINNAKER FINANCIAL ADVISORS

IDAHO FALLS, ID 83404

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CRD#: 5128930

Professional summary

Alan Scott Campbell, CFP® is a registered financial advisor currently at SPINNAKER FINANCIAL ADVISORS, LLC located in Idaho Falls, Idaho.

Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Alan has worked at 2 firms and has passed the Series 65 exam.

Core Areas of Focus

Estate & Generational Planning Issues

High Net Worth Client Needs

Insurance Related Issues

Investment Advice with Ongoing Management

Retirement Planning & Distribution Rules

Tax Planning

Question & Answer

What are your service offerings?

Retirement Income Management

Tax Planning

Retirement Planning

Investment Planning

Estate Planning

Social Security Planning

Comprehensive Financial Planni...

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Scott Campbell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

September 2, 2014 - Present

SPINNAKER FINANCIAL ADVISORS, LLC

Office #1: 2922 Cortez Avenue, Idaho Falls, ID 83404

RIA

CRD#: 118885

IDAHO FALLS, ID

Past

April 13, 2006 - August 15, 2014

RODGERS & ASSOCIATES

RIA

CRD#: 121700

LANCASTER, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(9/2/2014)

IAR

Texas
(8/22/2018)

IAR

Utah
(5/15/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/29/2006

Uniform Investment Adviser Law Examination

Current Firm

SPINNAKER FINANCIAL ADVISORS, LLC

SPINNAKER FINANCIAL ADVISORS, LLC | SPINNAKER FINANCIAL ADVISORS, PLLC

CRD#: 118885 / SEC#: 801-67857

RIA

Registered Investment Advisory firm - (6/20/2012 Terminated)

Idaho

Registered Investment Advisory firm - (6/14/2012 Approved)

Texas

Registered Investment Advisory firm - (8/21/2018 Conditional Restricted)

Utah

Registered Investment Advisory firm - (5/14/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2922 Cortez Avenue, Idaho Falls, ID 83404

Mailing Address

Phone number

(208) 542-0742

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	297
AUM (Assets Under Management)	$ 102,585,327

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Alan S. Campbell

Professional summary

Core Areas of Focus

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Scott Campbell's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPINNAKER FINANCIAL ADVISORS, LLC

RODGERS & ASSOCIATES

State Registrations and Notice Filings

Exams

Series 65

Date: 3/29/2006

Current Firm

SPINNAKER FINANCIAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SPINNAKER FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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