Amanda M. Ross
Professional summary
Amanda Marie Ross, who also goes by Amanda M Thoma, Amanda Marie Thoma, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Appleton, Wisconsin and AMERITAS INVESTMENT COMPANY, LLC located in Appleton, Wisconsin.
Amanda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Amanda has worked at 11 firms and has passed the Series 66, Series 7TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Amanda Marie Ross's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 20, 2022 - Present
AMERITAS ADVISORY SERVICES, LLC
December 20, 2022 - Present
AMERITAS INVESTMENT COMPANY, LLC
November 30, 2021 - November 16, 2022
AEGIS FINANCIAL
April 23, 2021 - October 22, 2021
WOODBURY FINANCIAL SERVICES, INC.
April 23, 2021 - October 22, 2021
WOODBURY FINANCIAL SERVICES, INC.
April 2, 2020 - May 5, 2021
ONEAMERICA SECURITIES, INC.
April 2, 2020 - May 5, 2021
ONEAMERICA SECURITIES, INC.
December 19, 2017 - March 30, 2020
PACKERLAND BROKERAGE SERVICES, INC.
December 19, 2017 - March 30, 2020
PACKERLAND BROKERAGE SERVICES, INC.
February 18, 2015 - November 20, 2017
SII INVESTMENTS, INC.
February 18, 2015 - November 20, 2017
INVESTMENT CENTERS OF AMERICA, INC.
February 18, 2015 - November 20, 2017
SII INVESTMENTS, INC.
February 18, 2015 - November 20, 2017
INVESTMENT CENTERS OF AMERICA, INC.
April 22, 2013 - February 20, 2015
U.S. BANCORP INVESTMENTS, INC.
April 22, 2013 - February 20, 2015
U.S. BANCORP INVESTMENTS, INC.
October 25, 2011 - April 17, 2013
SII INVESTMENTS, INC.
October 25, 2011 - April 17, 2013
INVESTMENT CENTERS OF AMERICA, INC.
October 25, 2011 - April 17, 2013
INVESTMENT CENTERS OF AMERICA, INC.
March 9, 2011 - April 17, 2013
SII INVESTMENTS, INC.
May 16, 2006 - January 19, 2007
METROPOLITAN LIFE INSURANCE COMPANY
May 16, 2006 - January 19, 2007
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/20/2022)
(12/20/2022)
(12/20/2022)
(12/20/2022)
Exams
Series 7TO
Date: 12/1/2022
General Securities Representative ExaminationFINRA
Current Firm
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
