John D. Stone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Damon Stone, who also goes by John D Stone, John Damon Stone, John Stone, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2006. John had worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2019 - June 2, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
July 8, 2019 - June 2, 2021
BBVA SECURITIES INC.
December 15, 2015 - June 6, 2019
FIRST COMMAND ADVISORY SERVICES
November 17, 2015 - June 6, 2019
FIRST COMMAND BROKERAGE SERVICES, INC.
November 13, 2015 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
October 1, 2012 - December 31, 2013
J.P. MORGAN SECURITIES LLC
October 1, 2012 - December 31, 2013
J.P. MORGAN SECURITIES LLC
August 30, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
August 26, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
November 5, 2009 - June 22, 2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC
January 28, 2009 - September 18, 2009
CHASE INVESTMENT SERVICES CORP.
May 25, 2006 - September 18, 2009
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/9/2024
General Securities Representative ExaminationCurrent Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
