TB

Theresa M. Bushur

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CRD#: 5128316
TB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Theresa M Bushur, who also goes by Theresa Marie Bushur, Theresa Marie Niebrugge, was a registered financial professional .

Theresa is a previously registered financial professional and started their career in finance in 2006. Theresa had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Theresa Marie Bushur | Theresa Marie Niebrugge

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 11, 2018 - September 25, 2018

BRUCKE FINANCIAL, INC.

RIA
CRD#: 291307
Teutopolis, IL
Past

August 22, 2016 - January 11, 2018

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
TEUTOPOLIS, IL
Past

July 21, 2010 - January 11, 2018

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
TEUTOPOLIS, IL
Past

June 8, 2006 - July 27, 2007

COUNTRY TRUST BANK

RIA
CRD#: 109487
ALTAMONT, IL
Past

April 25, 2006 - July 14, 2008

COUNTRY CAPITAL MANAGEMENT COMPANY

BD
CRD#: 12060
ALTAMONT, IL

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BRUCKE FINANCIAL, INC.
BRUCKE FINANCIAL, INC. | ORBIS FINANCIAL

CRD#: 291307 / SEC#: 801-123245

RIA
Registered Investment Advisory firm - (2/18/2022 Approved)
Illinois
Registered Investment Advisory firm - (3/15/2022 Terminated)
Indiana
Registered Investment Advisory firm - (3/16/2022 Terminated)
Missouri
Registered Investment Advisory firm - (3/15/2022 Terminated)
Texas
Registered Investment Advisory firm - (3/15/2022 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


BF
BRUCKE FINANCIAL, INC.
BRUCKE FINANCIAL, INC. | ORBIS FINANCIAL

CRD#: 291307 / SEC#: 801-123245

RIA
Registered Investment Advisory firm - (2/18/2022 Approved)
Illinois
Registered Investment Advisory firm - (3/15/2022 Terminated)
Indiana
Registered Investment Advisory firm - (3/16/2022 Terminated)
Missouri
Registered Investment Advisory firm - (3/15/2022 Terminated)
Texas
Registered Investment Advisory firm - (3/15/2022 Terminated)
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Contact information


Main Address
Indianapolis, IN
Mailing Address
Phone number
(317) 658-4548
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (5 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts2,324
AUM (Assets Under Management)$ 262,391,464

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BRUCKE FINANCIAL, INC.

CRD#: 291307

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