AH
Andrew T. Hooper
EAGLE STRATEGIES LLC
OLYMPIA, WA 98502
Some features on this profile are disabled
CRD#: 5128263
AH
Professional summary
Andrew Thomas Hooper, who also goes by Andrew Thomas Wood, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Olympia, Washington and NYLIFE SECURITIES LLC located in Montesano, Washington.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Andrew has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew Thomas Wood
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Summit Pacific Medical Center; Hospital and clinics; 600 E Main St, Elma, WA 98541; Start Date 04/2008; Role/Title: Chairman of the Board; Not Investment Related; 10 hours per month; 2 hours per month during securities trading hours; hold the hospital administration accountable to following the mission and vision as well as review the performance of the CEO and create the strategic plan.] [INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; OPERATING UNDER THE DBA NAME OF HOOPER FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; ADDRESS: TACOMA, WA; START DATE: 07/2013] [Beasts Obstacle Course Racers; I created and lead a social media group on Facebook.com that connects people who have an interest in Obstacle Course Racing with one another for training, racing, and socializing.; 403 N Division St, Elma, WA 98541; Start Date 10/2014; Role/Title: Creator; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [Property and Casualty Sales; Sale of home, auto, and business liability insurance; 2116 Caton Way SW, Ste 101, Olympia, WA 98502; Start Date 01/2019; Role/Title: Owner; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF HOOPER INSURANCE SERVICES FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; OLYMPIA, WA; START DATE: 10/2019] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 5403 Olympic Dr NW, Suite 101, Gig Harbor, WA 98335; Start Date 07/2022; Role/Title: Insurance Broker; Investment Related; 20 hours per month; 20 hours per month during securities trading hours] [Breakthrough Blades; blacksmith tools, knives, swords, and fixtures; 576 W Elma Hicklin Rd, McCleary, WA 98557; start 05/2023; owner; commissions ; 40 hours per month , 0 hours during securities trading hours; non-investment related] [OPERATING UNDER THE DBA NAME OF MAHONEY FINANCIAL ORGANIZATION, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; MONTESANO WA; START DATE: 02/2024][Breakthrough-2-Thrive; speaking events for compensation-writing articles, books, podcast called "Thrive Beyond Time", and blogging on the topics of relationships, entrepreneurship, leadership, health and fitness, and overall well-being. ; 576 W Elma Hicklin Rd, McCleary, WA 98557; Start Date 08/2018; Role/Title: Owner; Not Investment Related; 10 hours per month; 2 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Thomas Hooper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 18, 2020 - Present
EAGLE STRATEGIES LLC
Office #1: 2116 Caton Way Sw Ste 101, Olympia, WA 98502RIA
CRD#: 110826
OLYMPIA, WA
Current
January 11, 2007 - Present
NYLIFE SECURITIES LLC
Office #1: 200 S First St, Montesano, WA 98563Office #2: 2116 Caton Way Sw, Olympia, WA 98502BD
CRD#: 5167
MONTESANO, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(6/5/2018)
RR
Arizona(3/14/2025)
RR
California(11/3/2017)
RR
Florida(8/22/2022)
RR
Oregon(10/31/2017)
RR
South Carolina(5/9/2023)
RR
Texas(9/26/2022)
IAR
Texas(12/11/2023)
RR
Washington(1/19/2007)
IAR
Washington(6/18/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/14/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
