Scott Todd Ferguson
Professional Summary
Scott Todd Ferguson, who also goes by Scott Todd Ferguson Mr., is a registered financial advisor currently at FINANCIAL CONCEPTS located in Columbus, Mississippi. Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Scott has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Scott Todd Ferguson Mr.
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
19 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
FINANCIAL CONCEPTS | GIRAFFES, INC. DBA FINANCIAL CONCEPTS | GIRAFFES, INC.
Contact Information
Main Address
2980 North Frontage Road, Columbus, MS 39701Mailing Address
Po Box 3, Columbus, MS 39703Phone Number
(662) 327-1480# of Employees
19SEC notice filing (19 States and Territories)
Registered to provide investment advisory services in 19 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
5,235AUM (Assets Under Management)
$1,088,251,596Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
FINANCIAL CONCEPTS | GIRAFFES, INC. DBA FINANCIAL CONCEPTS | GIRAFFES, INC.
State Registrations and Notice Filings
(6/16/2014)
(5/28/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2007About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Scott Todd Ferguson's CRS (Customer Relationship Summary).
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