PM
Patrick J. May
VANTAGE POINT FINANCIAL
LISLE, IL 60532
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CRD#: 5127587
PM
Professional summary
Patrick J May is a registered financial advisor currently at VANTAGE POINT FINANCIAL, LLC located in Lisle, Illinois.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Patrick has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Mr. May is a licensed insurance agent. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. May spends approx. 10 hrs/week during trading hours on this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick J May's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 17, 2023 - Present
VANTAGE POINT FINANCIAL, LLC
Office #1: 2443 Warrenville Road Suite 630, Lisle, IL 60532RIA
CRD#: 305016
LISLE, IL
Past
February 23, 2018 - June 30, 2023
PROSPERITY CAPITAL ADVISORS
RIA
CRD#: 156480
St. Louis, MO
Past
April 29, 2016 - February 13, 2018
SCOTTRADE INVESTMENT MANAGEMENT
RIA
CRD#: 169988
SAINT LOUIS, MO
Past
September 15, 2006 - February 13, 2018
SCOTTRADE, INC.
BD
CRD#: 8206
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VP
VANTAGE POINT FINANCIAL, LLC
VANTAGE POINT FINANCIAL LLC | VANTAGE POINT FINANCIAL, LLC
CRD#: 305016 / SEC#: 801-122708
RIA
Registered Investment Advisory firm - (11/17/2021 Approved)Illinois
Registered Investment Advisory firm - (11/29/2021 Terminated)Iowa
Registered Investment Advisory firm - (11/29/2021 Terminated)Missouri
Registered Investment Advisory firm - (11/29/2021 Terminated)Texas
Registered Investment Advisory firm - (11/29/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(8/17/2023)
IAR
Texas(7/27/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
VP
VANTAGE POINT FINANCIAL, LLC
VANTAGE POINT FINANCIAL LLC | VANTAGE POINT FINANCIAL, LLC
CRD#: 305016 / SEC#: 801-122708
RIA
Registered Investment Advisory firm - (11/17/2021 Approved)Illinois
Registered Investment Advisory firm - (11/29/2021 Terminated)Iowa
Registered Investment Advisory firm - (11/29/2021 Terminated)Missouri
Registered Investment Advisory firm - (11/29/2021 Terminated)Texas
Registered Investment Advisory firm - (11/29/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2443 Warrenville Road Suite 630, Lisle, IL 60532
Mailing Address
Phone number
(331) 204-6212
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,647 |
| AUM (Assets Under Management) | $ 430,712,898 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
