JC
Justin D. Cummings
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CRD#: 5127568
JC
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin David Cummings was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 2008. Justin had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Uvalde Wash Holdings LLCPresident Maintain books & records Uvalde Car Wash LLCPresidentMaintain books & records Uvalde Wash Operators LLCPresidentMaintain books & records Washteq LLCPresidentMaintain books & records CE Resources LLCPresidentMaintain books & records Sales City Group LLCBoard memberAttend board meetings Ehrenberg Chesler Interests LLCPrincipalMaintain books & records WFSU LLCPrincipalMaintain books & records Ehrenberg Chesler Capital Partners LLCCFOMaintain books & records Active Capital Fund Series of ECCPCFOMaintain books & records Active Capital Extension Fund Series of ECCPCFOMaintain books & records Alisam 2019 WC Series of ECCPCFOMaintain books & records Alisam $300K Series of ECCPCFOMaintain books & records Alisam $163K Series of ECCPCFOMaintain books & records BFD Series of ECCPCFOMaintain books & records BFT Series of ECCPCFOMaintain books & records BFD 2018 LLCCFOMaintain books & records BFT 2018 LLCCFOMaintain books & records Canopy Mezzanine Loan Series of ECCPCFOMaintain books & records Canopy Mezz II Series of ECCPCFOMaintain books & records Canopy Equity Series of ECCPCFOMaintain books & records CAZ GP Ownership Class A Fund Series of ECCPCFOMaintain books & records Centese Bridge to A Series of ECCPCFOMaintain books & records Centese Series A Series of ECCPCFOMaintain books & records Centese Bridge to B 2019 Series of ECCPCFOMaintain books & records Centese Bridge to B 2021 Series of ECCPCFOMaintain books & records Centese Bridge to B 2021 Extension Series of ECCPCFOMaintain books & records Correlation Fund Series of ECCPCFOMaintain books & records Correlation Fund III Series of ECCPCFOMaintain books & records Crossbeam KBI Series of ECCPCFOMaintain books & records DXD Fund I Series of ECCPCFOMaintain books & records DXD Fund II Series of ECCPCFOMaintain books & records Ecco Doors Series of ECCPCFOMaintain books & records EMKinetics Series of ECCPCFOMaintain books & records Geekdom Series of ECCPCFOMaintain books & records Gravitas Note 2019A Series of ECCPCFOMaintain books & records Gravitas Note 2019C Series of ECCPCFOMaintain books & records Gravitas Series A Series of ECCPCFOMaintain books & records Gravitas Series A Ext Series of ECCPCFOMaintain books & records Gravitas Series A-2Series of ECCPCFOMaintain books & records Gravitas Bridge to B Series of ECCPCFOMaintain books & records Grove Opportunity Fund I Series of ECCPCFOMaintain books & records JustAir Series of ECCPCFOMaintain books & records MediaPlatform Series of ECCPCFOMaintain books & records Piccolo Series A Series of ECCPCFOMaintain books & records Piccolo Bridge to B 1 Series of ECCPCFOMaintain books & records Piccolo Bridge to B 2 Series of ECCPCFOMaintain books & records Piccolo Bridge to B 3 Series of ECCPCFOMaintain books & records Potrero Consano A Series of ECCPCFOMaintain books & records Potrero Founders Shares Series of ECCPCFOMaintain books & records Potrero Bridge to B 1 Series of ECCPCFOMaintain books & records Potrero Bridge to B 2 Series of ECCPCFOMaintain books & records Potrero Series B Series of ECCPCFOMaintain books & records Potrero Bridge to C Series of ECCPCFOMaintain books & records Potrero Series C Series of ECCPCFOMaintain books & records Potrero Series C MFG Series of ECCPCFOMaintain books & records Potrero Series C2 Series of ECCPCFOMaintain books & records Potrero Series C3 Series of ECCPCFOMaintain books & records Potrero 2021 Note Ext Series of ECCPCFOMaintain books & records Sherco Series of ECCPCFOMaintain books & records South Park Land Series of ECCPCFOMaintain books & records South Park Development Series of ECCPCFOMaintain books & records Trivest Fund V Series of ECCPCFOMaintain books & records Trivest Fund VI Series of ECCPCFOMaintain books & records Trivest Fund VII Series of ECCPCFOMaintain books & records Additional Information available upon request
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
May 12, 2022 - May 29, 2024
EHRENBERG CHESLER INVESTMENT ADVISORS LLC
RIA
CRD#: 168591
SAN ANTONIO, TX
Past
February 27, 2014 - December 31, 2021
EHRENBERG CHESLER INVESTMENT ADVISORS LLC
RIA
CRD#: 168591
SAN ANTONIO, TX
Past
March 18, 2009 - December 5, 2018
PH PARTNERS, LLC
BD
CRD#: 130790
San Antonio, TX
Past
April 23, 2008 - January 30, 2009
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
EC
EHRENBERG CHESLER INVESTMENT ADVISORS LLC
EHRENBERG CHESLER CAPITAL PARTNERS LTD. | LIFESCIENCE MANAGEMENT, LLC | EHRENBERG CHESLER INVESTMENT ADVISORS LLC
CRD#: 168591 / SEC#: 802-130881
Texas
Registered Investment Advisory firm - (5/29/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7373 Broadway Suite 108, San Antonio, TX 78209
Mailing Address
Phone number
(210) 472-1103
Established
Firm type
Fiscal year end
# of Employees
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/27/2024 | ||
| 03/24/2023 | ||
| 03/21/2023 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Active | 7/8/2024 |
| Texas | ERA - Active | 7/8/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
